Claim Profile
Unclaimed Profile
RG

Richard Alan Garber

RIDGEWAY CONGER ADVISORY SERVICES, INC·NEW WOODSTOCK, New York
SIE, Series 7, Series 7TO, Series 24, Series 52Clean recordRIDGEWAY CONGER ADVISORY SERVICES, INC
2123 MAIN STREET, NEW WOODSTOCK, NY 13122CRD# 1059739Firm CRD# 139372

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Alan Garber · NEW WOODSTOCK, NY
Registration
CRD #1059739 · RIDGEWAY CONGER ADVISORY SERVICES, INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 24
Series 52
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RIDGEWAY CONGER ADVISORY SERVICES, INC
CRD 139372 · SEC 801-66272
AUM
$103M
Regulatory assets under management
Employees
22
893 client accounts
Services offered by RIDGEWAY CONGER ADVISORY SERVICES, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEW WOODSTOCK?

Browse all registered financial advisors in NEW WOODSTOCK, New York or claim this profile if it's yours.

04

Frequently Asked Questions

What services does Richard Alan Garber offer?
Richard Alan Garber specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW WOODSTOCK, New York for a consultation.
What are Richard Alan Garber's credentials?
Richard Alan Garber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Alan Garber located?
Richard Alan Garber is based in NEW WOODSTOCK, New York, working with RIDGEWAY CONGER ADVISORY SERVICES, INC. Their office serves clients in the NEW WOODSTOCK metropolitan area and surrounding communities.
How does Richard Alan Garber charge for services?
Richard Alan Garber's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIDGEWAY CONGER ADVISORY SERVICES, INC?
RIDGEWAY CONGER ADVISORY SERVICES, INC has approximately 22 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →