Unclaimed Profile

Dennis Monohan

HALO INVESTMENT SERVICES, LLC·MANHASSET, New York

SIE, Series 7, Series 7TO, Series 21, Series 24, Series 25, Series 56, Series 63, Series 65Clean record9 years registeredHALO INVESTMENT SERVICES, LLC

1129 NORTHERN BLVD., MANHASSET, NY 11030CRD# 4308558Firm CRD# 325613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Monohan · MANHASSET, NY

Registration

CRD #4308558 · HALO INVESTMENT SERVICES, LLC · 9 years registered

Brand Profile

Not yet started

Career History

HALO INVESTMENT SERVICES, LLC

Aug 2023 – present

HALO SECURITIES, LLC

Jan 2023 – present

SENTINUS, LLC

Aug 2018 – Aug 2023

Chicago, IL

HALO INVESTING, INC.

Mar 2017 – Dec 2018

CHICAGO, IL

FORMIDABLE ASSET MANAGEMENT, LLC

Feb 2017 – Dec 2017

Chicago, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 21

Series 24

Series 25

Series 56

Series 63

Series 65

Registration record

First registered · February 27, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HALO INVESTMENT SERVICES, LLC

CRD 325613 · SEC 801-127670

AUM

$31M

Regulatory assets under management

Employees

2 client accounts

Services offered by HALO INVESTMENT SERVICES, LLC

Per Form ADV

Security ratings or pricing services

Other

View all advisors at HALO INVESTMENT SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Monohan offer?

Dennis Monohan specializes in Fee-Only Advisory. Contact their office in MANHASSET, New York for a consultation.

What are Dennis Monohan's credentials?

Dennis Monohan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Monohan located?

Dennis Monohan is based in MANHASSET, New York, working with HALO INVESTMENT SERVICES, LLC. Their office serves clients in the MANHASSET metropolitan area and surrounding communities.

How does Dennis Monohan charge for services?

Dennis Monohan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HALO INVESTMENT SERVICES, LLC?

HALO INVESTMENT SERVICES, LLC has approximately 15 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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