Unclaimed Profile

Deforest Richard Hinman

WALTHAUSEN & CO., LLC·MALTA, New York

Series 7, Series 63, Series 65Clean record9 years registeredWALTHAUSEN & CO., LLC

2691 ROUTE 9, MALTA, NY 12020-4319CRD# 4924034Firm CRD# 144996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deforest Richard Hinman · MALTA, NY

Registration

CRD #4924034 · WALTHAUSEN & CO., LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WALTHAUSEN & CO., LLC

WALTHAUSEN & CO., LLC

May 2017 – Jun 2022

MALTA, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 15, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALTHAUSEN & CO., LLC

CRD 144996 · SEC 801-68321

AUM

$489M

Regulatory assets under management

Employees

13 client accounts

Services offered by WALTHAUSEN & CO., LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at WALTHAUSEN & CO., LLC →

Introduction

Speak with Deforest

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Deforest is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MALTA?

Browse all registered financial advisors in MALTA, New York or claim this profile if it's yours.

Browse MALTA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Deforest Richard Hinman offer?

Deforest Richard Hinman specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Deforest Richard Hinman's credentials?

Deforest Richard Hinman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Deforest Richard Hinman located?

Deforest Richard Hinman is based in MALTA, New York, last registered with WALTHAUSEN & CO., LLC.

How does Deforest Richard Hinman charge for services?

Deforest Richard Hinman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALTHAUSEN & CO., LLC?

WALTHAUSEN & CO., LLC has approximately 8 employees and manages $489M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →