Unclaimed Profile

James Matthew Bruderman

J.M. BRUDERMAN & COMPANY, LLC·LOCUST VALLEY, New York

SIE, Series 7, Series 8, Series 24, Series 63, Series 65, Series 66, Series 99TO9 years registeredJ.M. BRUDERMAN & COMPANY, LLC

113 BIRCH HILL ROAD, LOCUST VALLEY, NY 11560CRD# 2210472Firm CRD# 323195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Matthew Bruderman · LOCUST VALLEY, NY

Registration

CRD #2210472 · J.M. BRUDERMAN & COMPANY, LLC · 9 years registered

Brand Profile

Not yet started

Career History

BRUDERMAN PRIVATE WEALTH

Oct 2022 – present

BRUDERMAN ASSET MANAGEMENT, LLC

Jul 2017 – Oct 2022

LOCUST VALLEY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · July 7, 2017

Years registered · 9

Disclosure History

1999Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

J.M. BRUDERMAN & COMPANY, LLC

CRD 323195 · SEC 801-126644

AUM

$124M

Regulatory assets under management

Employees

26 client accounts

Services offered by J.M. BRUDERMAN & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at J.M. BRUDERMAN & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does James Matthew Bruderman offer?

James Matthew Bruderman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOCUST VALLEY, New York for a consultation.

What are James Matthew Bruderman's credentials?

James Matthew Bruderman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Matthew Bruderman located?

James Matthew Bruderman is based in LOCUST VALLEY, New York, working with J.M. BRUDERMAN & COMPANY, LLC. Their office serves clients in the LOCUST VALLEY metropolitan area and surrounding communities.

How does James Matthew Bruderman charge for services?

James Matthew Bruderman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.M. BRUDERMAN & COMPANY, LLC?

J.M. BRUDERMAN & COMPANY, LLC has approximately 6 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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