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Charles Keith Sauberan

SAUBERAN & COMPANY, LLC·LOCKPORT, New York
Clean recordSAUBERAN & COMPANY, LLC
175 WALNUT ST SUITE#2, LOCKPORT, NY 14094CRD# 1675594Firm CRD# 106317

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Keith Sauberan · LOCKPORT, NY
Registration
CRD #1675594 · SAUBERAN & COMPANY, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Charles Keith Sauberan is a registered financial advisor based in LOCKPORT, New York, affiliated with SAUBERAN & COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SAUBERAN & COMPANY, LLC
SAUBERAN & COMPANY, LLC
AUM
$26M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at SAUBERAN & COMPANY, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1675594
Firm CRD# 106317
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Charles Keith Sauberan offer?
Charles Keith Sauberan specializes in Financial Planning, Investment Management. Contact their office in LOCKPORT, New York for a consultation.
What are Charles Keith Sauberan's credentials?
Charles Keith Sauberan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Keith Sauberan located?
Charles Keith Sauberan is based in LOCKPORT, New York, working with SAUBERAN & COMPANY, LLC. Their office serves clients in the LOCKPORT metropolitan area and surrounding communities.
How does Charles Keith Sauberan charge for services?
Charles Keith Sauberan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAUBERAN & COMPANY, LLC?
SAUBERAN & COMPANY, LLC has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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