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Richard James Jr Carlesco

IBN FINANCIAL SERVICES, INC.·LIVERPOOL, New York
SIE, Series 6, Series 24, Series 26, Series 28, Series 62, Series 63, Series 65, Series 99TO12 years registeredIBN FINANCIAL SERVICES, INC.
404 OLD LIVERPOOL RD, LIVERPOOL, NY 13088CRD# 2135988Firm CRD# 42360

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard James Jr Carlesco · LIVERPOOL, NY
Registration
CRD #2135988 · IBN FINANCIAL SERVICES, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

IBN FINANCIAL SERVICES, INC
Nov 2020 – present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Apr 2025 – May 2026
Liverpool, NY
IBN FINANCIAL SERVICES, INC
Jan 2014 – Dec 2019
ELMIRA, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 24
Series 26
Series 28
Series 62
Series 63
Series 65
Series 99TO
Registration record
First registered · January 2, 2014
Years registered · 12
03

Disclosure History

2014Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
IBN FINANCIAL SERVICES, INC.
CRD 42360 · SEC 801-111848
AUM
$163M
Regulatory assets under management
Employees
79
830 client accounts
Services offered by IBN FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at IBN FINANCIAL SERVICES, INC. →
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05

Frequently Asked Questions

What services does Richard James Jr Carlesco offer?
Richard James Jr Carlesco specializes in Financial Planning, Investment Management. Contact their office in LIVERPOOL, New York for a consultation.
What are Richard James Jr Carlesco's credentials?
Richard James Jr Carlesco is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard James Jr Carlesco located?
Richard James Jr Carlesco is based in LIVERPOOL, New York, working with IBN FINANCIAL SERVICES, INC.. Their office serves clients in the LIVERPOOL metropolitan area and surrounding communities.
How does Richard James Jr Carlesco charge for services?
Richard James Jr Carlesco's firm is compensated through percentage of aum, hourly charges, other: selection and monitoring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is IBN FINANCIAL SERVICES, INC.?
IBN FINANCIAL SERVICES, INC. has approximately 79 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at IBN FINANCIAL SERVICES, INC.

Christopher Ryan Avery
LIVERPOOL, NY
Timothy Edward Evans
LIVERPOOL, NY

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