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Kauffman Alan Steven

ULLMAN JOHN & ASSOCIATES INC·HORSEHEADS, New York
Unclaimed Profile
343 DANIEL ZENKER DRIVE, HORSEHEADS, NY 14845CRD# 7245050Firm CRD# 105361
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About

Kauffman Alan Steven is a registered financial advisor based in HORSEHEADS, New York, affiliated with ULLMAN JOHN & ASSOCIATES INC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
ULLMAN JOHN & ASSOCIATES INC
JOHN G. ULLMAN & ASSOCIATES, INC
AUM
$1.3B
Regulatory assets under management
Employees
56
Total firm employees
View all advisors at ULLMAN JOHN & ASSOCIATES INC →
Services
Financial planning
Portfolio management (individuals)
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 7245050
Firm CRD# 105361
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kauffman Alan Steven offer?
Kauffman Alan Steven specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HORSEHEADS, New York for a consultation.
What are Kauffman Alan Steven's credentials?
Kauffman Alan Steven is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kauffman Alan Steven located?
Kauffman Alan Steven is based in HORSEHEADS, New York, working with ULLMAN JOHN & ASSOCIATES INC. Their office serves clients in the HORSEHEADS metropolitan area and surrounding communities.
How does Kauffman Alan Steven charge for services?
Kauffman Alan Steven's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ULLMAN JOHN & ASSOCIATES INC?
ULLMAN JOHN & ASSOCIATES INC has approximately 56 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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