Unclaimed Profile

James M Dawsey

NORTH COUNTRY INVESTMENT ADVISERS, INC.·GLENS FALLS, New York

Clean recordNORTH COUNTRY INVESTMENT ADVISERS, INC.

C/O GLENS FALLS NATIONAL BANK, GLENS FALLS, NY 12801-2161CRD# 6820636Firm CRD# 112554

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James M Dawsey · GLENS FALLS, NY

Registration

CRD #6820636 · NORTH COUNTRY INVESTMENT ADVISERS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James M Dawsey is a registered financial advisor based in GLENS FALLS, New York, affiliated with NORTH COUNTRY INVESTMENT ADVISERS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Institutional Investors

Introduction

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Firm Overview

Firm

NORTH COUNTRY INVESTMENT ADVISERS, INC.

AUM

$119M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NORTH COUNTRY INVESTMENT ADVISERS, INC. →

Services

Portfolio management (pooled investments)

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 6820636

Firm CRD# 112554

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James M Dawsey offer?

James M Dawsey specializes in Investment Management, Fee-Only Advisory. Contact their office in GLENS FALLS, New York for a consultation.

What are James M Dawsey's credentials?

James M Dawsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James M Dawsey located?

James M Dawsey is based in GLENS FALLS, New York, working with NORTH COUNTRY INVESTMENT ADVISERS, INC.. Their office serves clients in the GLENS FALLS metropolitan area and surrounding communities.

How does James M Dawsey charge for services?

James M Dawsey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH COUNTRY INVESTMENT ADVISERS, INC.?

NORTH COUNTRY INVESTMENT ADVISERS, INC. has approximately 6 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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