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Kathleen Louise Godfrey

GODFREY FINANCIAL ASSOCIATES, INC.·GLENMONT, New York
Series 7, Series 63, Series 65Clean record9 years registeredGODFREY FINANCIAL ASSOCIATES, INC.
797 ROUTE 9W, GLENMONT, NY 12077-3801CRD# 2672217Firm CRD# 126189

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Louise Godfrey · GLENMONT, NY
Registration
CRD #2672217 · GODFREY FINANCIAL ASSOCIATES, INC. · 9 years registered
Brand Profile
Not yet started
01

Career History

GODFREY FINANCIAL ASSOCIATES, INC.
Jun 2021 – present
GODFREY FINANCIAL ASSOCIATES, INC.
Oct 2016 – Nov 2019
GLENMONT, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · October 27, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GODFREY FINANCIAL ASSOCIATES, INC.
CRD 126189 · SEC 801-78531
AUM
$137M
Regulatory assets under management
Employees
4
579 client accounts
Services offered by GODFREY FINANCIAL ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GODFREY FINANCIAL ASSOCIATES, INC. →
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05

Frequently Asked Questions

What services does Kathleen Louise Godfrey offer?
Kathleen Louise Godfrey specializes in Financial Planning, Investment Management. Contact their office in GLENMONT, New York for a consultation.
What are Kathleen Louise Godfrey's credentials?
Kathleen Louise Godfrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Louise Godfrey located?
Kathleen Louise Godfrey is based in GLENMONT, New York, working with GODFREY FINANCIAL ASSOCIATES, INC.. Their office serves clients in the GLENMONT metropolitan area and surrounding communities.
How does Kathleen Louise Godfrey charge for services?
Kathleen Louise Godfrey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GODFREY FINANCIAL ASSOCIATES, INC.?
GODFREY FINANCIAL ASSOCIATES, INC. has approximately 4 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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