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Nathaniel Sartell Prentice

PRENTICE INVESTMENT MANAGEMENT, LLC·GARRISON, New York
SIE, Series 7, Series 8, Series 63, Series 65Clean record19 years registeredPRENTICE INVESTMENT MANAGEMENT, LLC
848 ROUTE 9D, GARRISON, NY 10524CRD# 832532Firm CRD# 293723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nathaniel Sartell Prentice · GARRISON, NY
Registration
CRD #832532 · PRENTICE INVESTMENT MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

PRENTICE INVESTMENT MANAGEMENT, LLC
Mar 2022 – present
ALTIUM WEALTH MANAGEMENT LLC
Jun 2012 – May 2018
PURCHASE, NY
OPPENHEIMER & CO. INC.
Apr 2008 – Jun 2012
FISHKILL, NY
MTB INVESTMENT ADVISORS, INC.
Nov 2006 – Mar 2008
BALTIMORE, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 63
Series 65
Registration record
First registered · November 27, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRENTICE INVESTMENT MANAGEMENT, LLC
CRD 293723 · SEC 801-112942
AUM
$24M
Regulatory assets under management
Employees
1
33 client accounts
Services offered by PRENTICE INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PRENTICE INVESTMENT MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Nathaniel Sartell Prentice offer?
Nathaniel Sartell Prentice specializes in Investment Management, Fee-Only Advisory. Contact their office in GARRISON, New York for a consultation.
What are Nathaniel Sartell Prentice's credentials?
Nathaniel Sartell Prentice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nathaniel Sartell Prentice located?
Nathaniel Sartell Prentice is based in GARRISON, New York, working with PRENTICE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the GARRISON metropolitan area and surrounding communities.
How does Nathaniel Sartell Prentice charge for services?
Nathaniel Sartell Prentice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRENTICE INVESTMENT MANAGEMENT, LLC?
PRENTICE INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $24M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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