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Zubin Hodiwalla

PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC·FOREST HILLS, New York
SIE, Series 7, Series 63, Series 65Clean record18 years registeredPROTECTIVE STRATEGIES ASSET MANAGEMENT LLC
108-18 QUEENS BLVD., FOREST HILLS, NY 11375CRD# 1972344Firm CRD# 300719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Zubin Hodiwalla · FOREST HILLS, NY
Registration
CRD #1972344 · PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

AEGIS CAPITAL CORP.
Jan 2025 – present
AEGIS CAPITAL CORP.
Sep 2021 – present
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 2019 – Dec 2020
GARDEN CITY, NY
TD AMERITRADE, INC.
May 2019 – Jan 2021
GARDEN CITY, NY
CHARLES SCHWAB & CO., INC.
May 2008 – Dec 2018
NEW YORK CITY, NY
AMERIVEST INVESTMENT MANAGEMENT, LLC
Dec 2007 – Apr 2008
NEW YORK, NY
TD AMERITRADE, INC.
Dec 2007 – Apr 2008
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · December 21, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC
CRD 300719 · SEC 801-114823
Employees
1
Total firm employees
Services offered by PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Zubin Hodiwalla offer?
Zubin Hodiwalla specializes in Investment Management. Contact their office in FOREST HILLS, New York for a consultation.
What are Zubin Hodiwalla's credentials?
Zubin Hodiwalla is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Zubin Hodiwalla located?
Zubin Hodiwalla is based in FOREST HILLS, New York, working with PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC. Their office serves clients in the FOREST HILLS metropolitan area and surrounding communities.
How does Zubin Hodiwalla charge for services?
Zubin Hodiwalla's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC?
PROTECTIVE STRATEGIES ASSET MANAGEMENT LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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