Unclaimed Profile

Jeremy T Monte

HARBOR CAPITAL ADVISORY SERVICES, INC.·FAIRPORT, New York

SIE, Series 7, Series 24, Series 6614 years registeredHARBOR CAPITAL ADVISORY SERVICES, INC.

10 EAST CHURCH STREET, FAIRPORT, NY 14450CRD# 4601512Firm CRD# 146693

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeremy T Monte · FAIRPORT, NY

Registration

CRD #4601512 · HARBOR CAPITAL ADVISORY SERVICES, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARBOR CAPITAL ADVISORY SERVICES, INC.

HARBOR CAPITAL ADVISORY SERVICES, INC.

Mar 2012 – Sep 2015

FAIRPORT, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 23, 2012

Years registered · 14

Disclosure History

2016Regulatory·Final

2015Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HARBOR CAPITAL ADVISORY SERVICES, INC.

CRD 146693 · SEC 801-70674

AUM

$71M

Regulatory assets under management

Employees

326 client accounts

Services offered by HARBOR CAPITAL ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HARBOR CAPITAL ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Jeremy T Monte offer?

Jeremy T Monte specializes in Financial Planning, Investment Management, Wealth Management.

What are Jeremy T Monte's credentials?

Jeremy T Monte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeremy T Monte located?

Jeremy T Monte is based in FAIRPORT, New York, last registered with HARBOR CAPITAL ADVISORY SERVICES, INC..

How does Jeremy T Monte charge for services?

Jeremy T Monte's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR CAPITAL ADVISORY SERVICES, INC.?

HARBOR CAPITAL ADVISORY SERVICES, INC. has approximately 4 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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