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Thomas Michael Surowka

UA ADVISORY SERVICES, INC.·ENDWELL, New York
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1405 DAVIS AVENUE, ENDWELL, NY 13760CRD# 1221965Firm CRD# 137217
01

About

Thomas Michael Surowka is a registered financial advisor based in ENDWELL, New York, affiliated with UA ADVISORY SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
UA ADVISORY SERVICES, INC.
UA ADVISORY SERVICES, INC.
AUM
$180M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at UA ADVISORY SERVICES, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1221965
Firm CRD# 137217
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Michael Surowka offer?
Thomas Michael Surowka specializes in Investment Management, Wealth Management. Contact their office in ENDWELL, New York for a consultation.
What are Thomas Michael Surowka's credentials?
Thomas Michael Surowka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Surowka located?
Thomas Michael Surowka is based in ENDWELL, New York, working with UA ADVISORY SERVICES, INC.. Their office serves clients in the ENDWELL metropolitan area and surrounding communities.
How does Thomas Michael Surowka charge for services?
Thomas Michael Surowka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UA ADVISORY SERVICES, INC.?
UA ADVISORY SERVICES, INC. has approximately 5 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ENDWELL
Jr. Robert Sedor — UA ADVISORY SERVICES, INC.David John Nowacoski — UA ADVISORY SERVICES, INC.
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