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Thomas Michael Surowka

UA ADVISORY SERVICES, INC.·ENDWELL, New York
SIE, Series 6, Series 7, Series 63Clean record18 years registeredUA ADVISORY SERVICES, INC.
1405 DAVIS AVENUE, ENDWELL, NY 13760CRD# 1221965Firm CRD# 137217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Michael Surowka · ENDWELL, NY
Registration
CRD #1221965 · UA ADVISORY SERVICES, INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

KESTRA ADVISORY SERVICES, LLC
Jun 2021 – present
KESTRA INVESTMENT SERVICES, LLC
Dec 2007 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · December 7, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
UA ADVISORY SERVICES, INC.
CRD 137217 · SEC 801-64727
AUM
$180M
Regulatory assets under management
Employees
5
230 client accounts
Services offered by UA ADVISORY SERVICES, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at UA ADVISORY SERVICES, INC. →
Introduction

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05

Frequently Asked Questions

What services does Thomas Michael Surowka offer?
Thomas Michael Surowka specializes in Investment Management, Wealth Management. Contact their office in ENDWELL, New York for a consultation.
What are Thomas Michael Surowka's credentials?
Thomas Michael Surowka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Surowka located?
Thomas Michael Surowka is based in ENDWELL, New York, working with UA ADVISORY SERVICES, INC.. Their office serves clients in the ENDWELL metropolitan area and surrounding communities.
How does Thomas Michael Surowka charge for services?
Thomas Michael Surowka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UA ADVISORY SERVICES, INC.?
UA ADVISORY SERVICES, INC. has approximately 5 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UA ADVISORY SERVICES, INC.

Jr. Robert Sedor
ENDWELL, NY

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