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Michael William Mustico

THE MUSTICO FINANCIAL GROUP, INC.·ELMIRA, New York
Series 6, Series 7, Series 9, Series 10, Series 63, Series 65Clean record1 years registeredTHE MUSTICO FINANCIAL GROUP, INC.
221 WEST CHURCH ST., ELMIRA, NY 14901CRD# 3182926Firm CRD# 125763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael William Mustico · ELMIRA, NY
Registration
CRD #3182926 · THE MUSTICO FINANCIAL GROUP, INC. · 1 years registered
Brand Profile
Not yet started
01

Career History

THE MUSTICO FINANCIAL GROUP, INC.
Aug 2024 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 9
Series 10
Series 63
Series 65
Registration record
First registered · August 26, 2024
Years registered · 1
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE MUSTICO FINANCIAL GROUP, INC.
CRD 125763 · SEC 801-67939
AUM
$217M
Regulatory assets under management
Employees
4
427 client accounts
Services offered by THE MUSTICO FINANCIAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THE MUSTICO FINANCIAL GROUP, INC. →
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05

Frequently Asked Questions

What services does Michael William Mustico offer?
Michael William Mustico specializes in Financial Planning, Investment Management. Contact their office in ELMIRA, New York for a consultation.
What are Michael William Mustico's credentials?
Michael William Mustico is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael William Mustico located?
Michael William Mustico is based in ELMIRA, New York, working with THE MUSTICO FINANCIAL GROUP, INC.. Their office serves clients in the ELMIRA metropolitan area and surrounding communities.
How does Michael William Mustico charge for services?
Michael William Mustico's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE MUSTICO FINANCIAL GROUP, INC.?
THE MUSTICO FINANCIAL GROUP, INC. has approximately 4 employees and manages $217M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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