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Michael Neuman

TR CAPITAL MANAGEMENT, LLC·EAST ROCKAWAY, New York
Clean recordTR CAPITAL MANAGEMENT, LLC
336 ATLANTIC AVENUE, EAST ROCKAWAY, NY 11518CRD# 6064241Firm CRD# 164268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Neuman · EAST ROCKAWAY, NY
Registration
CRD #6064241 · TR CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Neuman is a registered financial advisor based in EAST ROCKAWAY, New York, affiliated with TR CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
TR CAPITAL MANAGEMENT, LLC
TR CAPITAL MANAGEMENT, LLC
AUM
$133M
Regulatory assets under management
Employees
7
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6064241
Firm CRD# 164268
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Neuman offer?
Michael Neuman specializes in Investment Management, Retirement Planning. Contact their office in EAST ROCKAWAY, New York for a consultation.
What are Michael Neuman's credentials?
Michael Neuman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Neuman located?
Michael Neuman is based in EAST ROCKAWAY, New York, working with TR CAPITAL MANAGEMENT, LLC. Their office serves clients in the EAST ROCKAWAY metropolitan area and surrounding communities.
How does Michael Neuman charge for services?
Michael Neuman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TR CAPITAL MANAGEMENT, LLC?
TR CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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