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Rosanne Marie Braxton

LEVEL FINANCIAL ADVISORS, INC.·EAST AMHERST, New York
Clean record12 years registeredLEVEL FINANCIAL ADVISORS, INC.
9310 TRANSIT ROAD, EAST AMHERST, NY 14051CRD# 4373612Firm CRD# 110641

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rosanne Marie Braxton · EAST AMHERST, NY
Registration
CRD #4373612 · LEVEL FINANCIAL ADVISORS, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

LEVEL FINANCIAL ADVISORS, INC.
Oct 2013 – present
02

Registrations & Exams

Registration record
First registered · October 4, 2013
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LEVEL FINANCIAL ADVISORS, INC.
CRD 110641 · SEC 801-15900
AUM
$621M
Regulatory assets under management
Employees
14
1,965 client accounts
Services offered by LEVEL FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LEVEL FINANCIAL ADVISORS, INC. →
Introduction

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Frequently Asked Questions

What services does Rosanne Marie Braxton offer?
Rosanne Marie Braxton specializes in Financial Planning, Investment Management. Contact their office in EAST AMHERST, New York for a consultation.
What are Rosanne Marie Braxton's credentials?
Rosanne Marie Braxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rosanne Marie Braxton located?
Rosanne Marie Braxton is based in EAST AMHERST, New York, working with LEVEL FINANCIAL ADVISORS, INC.. Their office serves clients in the EAST AMHERST metropolitan area and surrounding communities.
How does Rosanne Marie Braxton charge for services?
Rosanne Marie Braxton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEVEL FINANCIAL ADVISORS, INC.?
LEVEL FINANCIAL ADVISORS, INC. has approximately 14 employees and manages $621M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEVEL FINANCIAL ADVISORS, INC.

Steven Mark Elwell
EAST AMHERST, NY
Elise Fay Murphy
EAST AMHERST, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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