AdvisorOS Directory
Claim Profile
Unclaimed Profile
CM

Charles Joseph Massimo

CJM WEALTH MANAGEMENT LLC·DEER PARK, New York
SIE, Series 3, Series 7, Series 24, Series 63, Series 655 years registeredCJM WEALTH MANAGEMENT LLC
724 LONG ISLAND AVENUE, DEER PARK, NY 11729CRD# 1535863Firm CRD# 154712

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Joseph Massimo · DEER PARK, NY
Registration
CRD #1535863 · CJM WEALTH MANAGEMENT LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Jun 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 20, 2021
Years registered · 5
03

Disclosure History

2000Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CJM WEALTH MANAGEMENT LLC
CRD 154712 · SEC 801-77160
AUM
$430M
Regulatory assets under management
Employees
8
525 client accounts
Services offered by CJM WEALTH MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at CJM WEALTH MANAGEMENT LLC →
Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DEER PARK?

Browse all registered financial advisors in DEER PARK, New York or claim this profile if it's yours.

Browse DEER PARK AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Charles Joseph Massimo offer?
Charles Joseph Massimo specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DEER PARK, New York for a consultation.
What are Charles Joseph Massimo's credentials?
Charles Joseph Massimo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Joseph Massimo located?
Charles Joseph Massimo is based in DEER PARK, New York, working with CJM WEALTH MANAGEMENT LLC. Their office serves clients in the DEER PARK metropolitan area and surrounding communities.
How does Charles Joseph Massimo charge for services?
Charles Joseph Massimo's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CJM WEALTH MANAGEMENT LLC?
CJM WEALTH MANAGEMENT LLC has approximately 8 employees and manages $430M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CJM WEALTH MANAGEMENT LLC

Kelly Antoinette Fiume
DEER PARK, NY
Micah Bielski
DEER PARK, NY
Peter Souren Anastasian
DEER PARK, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile