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Sharon Risley Halligan

LEIGH BALDWIN & CO., LLC·CAZENOVIA, New York
SIE, Series 7, Series 14, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TOClean recordLEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035CRD# 1074634Firm CRD# 38751

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sharon Risley Halligan · CAZENOVIA, NY
Registration
CRD #1074634 · LEIGH BALDWIN & CO., LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 27
Series 53
Series 63
Series 65
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
LEIGH BALDWIN & CO., LLC
CRD 38751 · SEC 801-69290
AUM
$232M
Regulatory assets under management
Employees
18
957 client accounts
Services offered by LEIGH BALDWIN & CO., LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LEIGH BALDWIN & CO., LLC →
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Frequently Asked Questions

What services does Sharon Risley Halligan offer?
Sharon Risley Halligan specializes in Financial Planning, Investment Management. Contact their office in CAZENOVIA, New York for a consultation.
What are Sharon Risley Halligan's credentials?
Sharon Risley Halligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sharon Risley Halligan located?
Sharon Risley Halligan is based in CAZENOVIA, New York, working with LEIGH BALDWIN & CO., LLC. Their office serves clients in the CAZENOVIA metropolitan area and surrounding communities.
How does Sharon Risley Halligan charge for services?
Sharon Risley Halligan's firm is compensated through percentage of aum, other: solicitor/referral fees from other ria's. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEIGH BALDWIN & CO., LLC?
LEIGH BALDWIN & CO., LLC has approximately 18 employees and manages $232M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEIGH BALDWIN & CO., LLC

Leigh Douglas Baldwin
CAZENOVIA, NY
Stefanie Lee Dorozynski
CAZENOVIA, NY

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