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James Francis Mccarthy

NEWMAN LADD CAPITAL ADVISORS, LLC.·CAMILLUS, New York
NEWMAN LADD CAPITAL ADVISORS, LLC.
5100 WEST GENESEE STREET, CAMILLUS, NY 13031CRD# 3275453Firm CRD# 129860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Francis Mccarthy · CAMILLUS, NY
Registration
CRD #3275453 · NEWMAN LADD CAPITAL ADVISORS, LLC.
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

James Francis Mccarthy is a registered financial advisor based in CAMILLUS, New York, affiliated with NEWMAN LADD CAPITAL ADVISORS, LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
NEWMAN LADD CAPITAL ADVISORS, LLC.
NEWMAN LADD CAPITAL ADVISORS, LLC.
AUM
$86M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at NEWMAN LADD CAPITAL ADVISORS, LLC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3275453
Firm CRD# 129860
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Francis Mccarthy offer?
James Francis Mccarthy specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CAMILLUS, New York for a consultation.
What are James Francis Mccarthy's credentials?
James Francis Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Mccarthy located?
James Francis Mccarthy is based in CAMILLUS, New York, working with NEWMAN LADD CAPITAL ADVISORS, LLC.. Their office serves clients in the CAMILLUS metropolitan area and surrounding communities.
How does James Francis Mccarthy charge for services?
James Francis Mccarthy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWMAN LADD CAPITAL ADVISORS, LLC.?
NEWMAN LADD CAPITAL ADVISORS, LLC. has approximately 2 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Robert Paul Mills
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Daniel Alfred Parkin
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