Unclaimed Profile

James Francis Mccarthy

NEWMAN LADD CAPITAL ADVISORS, LLC.·CAMILLUS, New York

SIE, Series 6, Series 7, Series 65, Series 66Clean record4 years registeredNEWMAN LADD CAPITAL ADVISORS, LLC.

5100 WEST GENESEE STREET, CAMILLUS, NY 13031CRD# 3275453Firm CRD# 129860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Mccarthy · CAMILLUS, NY

Registration

CRD #3275453 · NEWMAN LADD CAPITAL ADVISORS, LLC. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEWMAN LADD CAPITAL ADVISORS, LLC.

NEWMAN LADD CAPITAL ADVISORS, LLC.

Aug 2021 – Jan 2025

CAMILLUS, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 65

Series 66

Registration record

First registered · August 16, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEWMAN LADD CAPITAL ADVISORS, LLC.

CRD 129860 · SEC 801-79297

AUM

$86M

Regulatory assets under management

Employees

385 client accounts

Services offered by NEWMAN LADD CAPITAL ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEWMAN LADD CAPITAL ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does James Francis Mccarthy offer?

James Francis Mccarthy specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are James Francis Mccarthy's credentials?

James Francis Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Mccarthy located?

James Francis Mccarthy is based in CAMILLUS, New York, last registered with NEWMAN LADD CAPITAL ADVISORS, LLC..

How does James Francis Mccarthy charge for services?

James Francis Mccarthy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWMAN LADD CAPITAL ADVISORS, LLC.?

NEWMAN LADD CAPITAL ADVISORS, LLC. has approximately 2 employees and manages $86M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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