Unclaimed Profile

Stephen Kevin Garvin

SANDHILL CAPITAL PARTNERS LLC·BUFFALO, New York

Series 3, Series 7, Series 8, Series 63, Series 6533 years registeredSANDHILL CAPITAL PARTNERS LLC

40 FOUNTAIN PLAZA, BUFFALO, NY 14202CRD# 1364526Firm CRD# 129800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Kevin Garvin · BUFFALO, NY

Registration

CRD #1364526 · SANDHILL CAPITAL PARTNERS LLC · 33 years registered

Brand Profile

Not yet started

Career History

SANDHILL INVESTMENT MANAGEMENT

Apr 2015 – present

MILKIE/FERGUSON INVESTMENTS, INC.

Jul 2006 – Oct 2009

DALLAS, TX

SOUTHWEST SECURITIES, INC.

Feb 1993 – Oct 2004

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · February 1, 1993

Years registered · 33

Disclosure History

2000Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SANDHILL CAPITAL PARTNERS LLC

CRD 129800 · SEC 801-63194

AUM

$2.1B

Regulatory assets under management

Employees

3,261 client accounts

Services offered by SANDHILL CAPITAL PARTNERS LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at SANDHILL CAPITAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Kevin Garvin offer?

Stephen Kevin Garvin specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BUFFALO, New York for a consultation.

What are Stephen Kevin Garvin's credentials?

Stephen Kevin Garvin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Kevin Garvin located?

Stephen Kevin Garvin is based in BUFFALO, New York, working with SANDHILL CAPITAL PARTNERS LLC. Their office serves clients in the BUFFALO metropolitan area and surrounding communities.

How does Stephen Kevin Garvin charge for services?

Stephen Kevin Garvin's firm is compensated through percentage of aum, subscription fees, other: client optional additional bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDHILL CAPITAL PARTNERS LLC?

SANDHILL CAPITAL PARTNERS LLC has approximately 26 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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