Unclaimed Profile

Rosanne Roge

R.W. ROGE & COMPANY, INC·BOHEMIA, New York

Series 6, Series 7, Series 63Clean record5 years registeredR.W. ROGE & COMPANY, INC

ONE CORPORATE DRIVE, BOHEMIA, NY 11716CRD# 2314986Firm CRD# 104645

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rosanne Roge · BOHEMIA, NY

Registration

CRD #2314986 · R.W. ROGE & COMPANY, INC · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: R.W. ROGE & COMPANY, INC

FINLEY WEALTH ADVISORS

Nov 2024 – Jan 2025

ESTERO, FL

R.W. ROGE & COMPANY, INC

Feb 2021 – Jul 2024

Naples, FL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · February 8, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

R.W. ROGE & COMPANY, INC

CRD 104645 · SEC 801-28012

AUM

$336M

Regulatory assets under management

Employees

806 client accounts

Services offered by R.W. ROGE & COMPANY, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at R.W. ROGE & COMPANY, INC →

Introduction

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Frequently Asked Questions

What services does Rosanne Roge offer?

Rosanne Roge specializes in Financial Planning, Investment Management.

What are Rosanne Roge's credentials?

Rosanne Roge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rosanne Roge located?

Rosanne Roge is based in BOHEMIA, New York, last registered with R.W. ROGE & COMPANY, INC.

How does Rosanne Roge charge for services?

Rosanne Roge's firm is compensated through percentage of aum, other: initial one-time contract fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is R.W. ROGE & COMPANY, INC?

R.W. ROGE & COMPANY, INC has approximately 8 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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