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Neil George Carousso

NGC FINANCIAL, LLC·BAYSIDE, New York
SIE, Series 7, Series 14, Series 24, Series 27, Series 51, Series 63, Series 99TOCFPClean record13 years registeredNGC FINANCIAL, LLC
3601 208TH STREET, BAYSIDE, NY 11361CRD# 2523062Firm CRD# 139992

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neil George Carousso · BAYSIDE, NY
Registration
CRD #2523062 · NGC FINANCIAL, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

NGC FINANCIAL, LLC
Sep 2012 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 27
Series 51
Series 63
Series 99TO
Registration record
First registered · September 12, 2012
Years registered · 13
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NGC FINANCIAL, LLC
CRD 139992 · SEC 801-129067
AUM
$39M
Regulatory assets under management
Employees
1
76 client accounts
Services offered by NGC FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NGC FINANCIAL, LLC →
Introduction

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Frequently Asked Questions

What services does Neil George Carousso offer?
Neil George Carousso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BAYSIDE, New York for a consultation.
What are Neil George Carousso's credentials?
Neil George Carousso holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Neil George Carousso located?
Neil George Carousso is based in BAYSIDE, New York, working with NGC FINANCIAL, LLC. Their office serves clients in the BAYSIDE metropolitan area and surrounding communities.
How does Neil George Carousso charge for services?
Neil George Carousso's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NGC FINANCIAL, LLC?
NGC FINANCIAL, LLC has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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