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William Joseph Canty

CANTY FINANCIAL MANAGEMENT, INC.·BALLSTON SPA, New York
Series 6, Series 7, Series 63, Series 65Clean record1 years registeredCANTY FINANCIAL MANAGEMENT, INC.
20 CHURCH AVE., BALLSTON SPA, NY 12020CRD# 2663724Firm CRD# 118945

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Joseph Canty · BALLSTON SPA, NY
Registration
CRD #2663724 · CANTY FINANCIAL MANAGEMENT, INC. · 1 years registered
Brand Profile
Not yet started
01

Career History

CANTY FINANCIAL MANAGEMENT, INC.
Dec 2024 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · December 6, 2024
Years registered · 1
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CANTY FINANCIAL MANAGEMENT, INC.
CRD 118945 · SEC 801-68026
AUM
$165M
Regulatory assets under management
Employees
5
462 client accounts
Services offered by CANTY FINANCIAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CANTY FINANCIAL MANAGEMENT, INC. →
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Frequently Asked Questions

What services does William Joseph Canty offer?
William Joseph Canty specializes in Financial Planning, Investment Management. Contact their office in BALLSTON SPA, New York for a consultation.
What are William Joseph Canty's credentials?
William Joseph Canty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Joseph Canty located?
William Joseph Canty is based in BALLSTON SPA, New York, working with CANTY FINANCIAL MANAGEMENT, INC.. Their office serves clients in the BALLSTON SPA metropolitan area and surrounding communities.
How does William Joseph Canty charge for services?
William Joseph Canty's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CANTY FINANCIAL MANAGEMENT, INC.?
CANTY FINANCIAL MANAGEMENT, INC. has approximately 5 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CANTY FINANCIAL MANAGEMENT, INC.

Edward Joseph Canty
BALLSTON SPA, NY
Joseph William Canty
BALLSTON SPA, NY

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