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William Joseph Canty

CANTY FINANCIAL MANAGEMENT, INC.·BALLSTON SPA, New York
Clean recordCANTY FINANCIAL MANAGEMENT, INC.
20 CHURCH AVE., BALLSTON SPA, NY 12020CRD# 2663724Firm CRD# 118945

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Joseph Canty · BALLSTON SPA, NY
Registration
CRD #2663724 · CANTY FINANCIAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Joseph Canty is a registered financial advisor based in BALLSTON SPA, New York, affiliated with CANTY FINANCIAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CANTY FINANCIAL MANAGEMENT, INC.
CANTY FINANCIAL MANAGEMENT, INC.
AUM
$165M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at CANTY FINANCIAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2663724
Firm CRD# 118945
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Joseph Canty offer?
William Joseph Canty specializes in Financial Planning, Investment Management. Contact their office in BALLSTON SPA, New York for a consultation.
What are William Joseph Canty's credentials?
William Joseph Canty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Joseph Canty located?
William Joseph Canty is based in BALLSTON SPA, New York, working with CANTY FINANCIAL MANAGEMENT, INC.. Their office serves clients in the BALLSTON SPA metropolitan area and surrounding communities.
How does William Joseph Canty charge for services?
William Joseph Canty's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CANTY FINANCIAL MANAGEMENT, INC.?
CANTY FINANCIAL MANAGEMENT, INC. has approximately 5 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CANTY FINANCIAL MANAGEMENT, INC.

Edward Joseph Canty
BALLSTON SPA, NY
Joseph William Canty
BALLSTON SPA, NY
Maureen Ryan Walsh
BALLSTON SPA, NY

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Research
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