Unclaimed Profile

James Patrick Mccauley

INCOME & ASSET ADVISORY, INC.·ARMONK, New York

SIE, Series 1, Series 7TO, Series 24, Series 63, Series 66Clean record14 years registeredINCOME & ASSET ADVISORY, INC.

80 BUSINESS PARK DRIVE, SUITE 108, ARMONK, NY 10504CRD# 325350Firm CRD# 124955

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick Mccauley · ARMONK, NY

Registration

CRD #325350 · INCOME & ASSET ADVISORY, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INCOME & ASSET ADVISORY, INC.

INCOME & ASSET ADVISORY, INC.

Apr 2012 – Jan 2025

ARMONK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 63

Series 66

Registration record

First registered · April 30, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INCOME & ASSET ADVISORY, INC.

CRD 124955 · SEC 801-69801

AUM

$116M

Regulatory assets under management

Employees

433 client accounts

Services offered by INCOME & ASSET ADVISORY, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INCOME & ASSET ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does James Patrick Mccauley offer?

James Patrick Mccauley specializes in Investment Management, Wealth Management.

What are James Patrick Mccauley's credentials?

James Patrick Mccauley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick Mccauley located?

James Patrick Mccauley is based in ARMONK, New York, last registered with INCOME & ASSET ADVISORY, INC..

How does James Patrick Mccauley charge for services?

James Patrick Mccauley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INCOME & ASSET ADVISORY, INC.?

INCOME & ASSET ADVISORY, INC. has approximately 5 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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