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Michael Anthony Sgroi

BROADWAY ADVISOR GROUP, LLC·ALBANY, New York
Unclaimed Profile
368 BROADWAY, ALBANY, NY 12207CRD# 5188028Firm CRD# 324281
01

About

Michael Anthony Sgroi is a registered financial advisor based in ALBANY, New York, affiliated with BROADWAY ADVISOR GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
BROADWAY ADVISOR GROUP, LLC
SGROI WEALTH
AUM
$92M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at BROADWAY ADVISOR GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5188028
Firm CRD# 324281
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Anthony Sgroi offer?
Michael Anthony Sgroi specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.
What are Michael Anthony Sgroi's credentials?
Michael Anthony Sgroi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Anthony Sgroi located?
Michael Anthony Sgroi is based in ALBANY, New York, working with BROADWAY ADVISOR GROUP, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.
How does Michael Anthony Sgroi charge for services?
Michael Anthony Sgroi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROADWAY ADVISOR GROUP, LLC?
BROADWAY ADVISOR GROUP, LLC has approximately 4 employees and manages $92M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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