Unclaimed Profile

Stephen John Velie

THORNBURG INVESTMENT MANAGEMENT INC·SANTA FE, New Mexico

THORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506CRD# 5699172Firm CRD# 106357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen John Velie · SANTA FE, NM

Registration

CRD #5699172 · THORNBURG INVESTMENT MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Stephen John Velie is a registered financial advisor based in SANTA FE, New Mexico, affiliated with THORNBURG INVESTMENT MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

THORNBURG INVESTMENT MANAGEMENT INC

AUM

$41.8B

Regulatory assets under management

Employees

202

Total firm employees

View all advisors at THORNBURG INVESTMENT MANAGEMENT INC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5699172

Firm CRD# 106357

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen John Velie offer?

Stephen John Velie specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA FE, New Mexico for a consultation.

What are Stephen John Velie's credentials?

Stephen John Velie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen John Velie located?

Stephen John Velie is based in SANTA FE, New Mexico, working with THORNBURG INVESTMENT MANAGEMENT INC. Their office serves clients in the SANTA FE metropolitan area and surrounding communities.

How does Stephen John Velie charge for services?

Stephen John Velie's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THORNBURG INVESTMENT MANAGEMENT INC?

THORNBURG INVESTMENT MANAGEMENT INC has approximately 202 employees and manages $41.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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