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Dominic Daniel Chavez

TMFS-ALBUQUERQUE, LLC·ALBUQUERQUE, New Mexico
Clean recordTMFS-ALBUQUERQUE, LLC
6600 INDIAN SCHOOL ROAD NE, ALBUQUERQUE, NM 87110CRD# 5505191Firm CRD# 133233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dominic Daniel Chavez · ALBUQUERQUE, NM
Registration
CRD #5505191 · TMFS-ALBUQUERQUE, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dominic Daniel Chavez is a registered financial advisor based in ALBUQUERQUE, New Mexico, affiliated with TMFS-ALBUQUERQUE, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
TMFS-ALBUQUERQUE, LLC
THE MUTUAL FUND STORE
AUM
$171M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at TMFS-ALBUQUERQUE, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 5505191
Firm CRD# 133233
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dominic Daniel Chavez offer?
Dominic Daniel Chavez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are Dominic Daniel Chavez's credentials?
Dominic Daniel Chavez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dominic Daniel Chavez located?
Dominic Daniel Chavez is based in ALBUQUERQUE, New Mexico, working with TMFS-ALBUQUERQUE, LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does Dominic Daniel Chavez charge for services?
Dominic Daniel Chavez's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TMFS-ALBUQUERQUE, LLC?
TMFS-ALBUQUERQUE, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TMFS-ALBUQUERQUE, LLC

Ricky Lynn Crandell
ALBUQUERQUE, NM

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