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Dominic Daniel Chavez

TMFS-ALBUQUERQUE, LLC·ALBUQUERQUE, New Mexico
Series 24, Series 65Clean record18 years registeredTMFS-ALBUQUERQUE, LLC
6600 INDIAN SCHOOL ROAD NE, ALBUQUERQUE, NM 87110CRD# 5505191Firm CRD# 133233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dominic Daniel Chavez · ALBUQUERQUE, NM
Registration
CRD #5505191 · TMFS-ALBUQUERQUE, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

EDELMAN FINANCIAL ENGINES
Nov 2016 – present
FINANCIAL ENGINES ADVISOR CENTER, LLC
Jun 2015 – Nov 2016
ALBUQUERQUE, NM
THE MUTUAL FUND STORE
Mar 2008 – Jun 2015
ALBUQUERQUE, NM
02

Registrations & Exams

FINRA examinations passed
Series 24
Series 65
Registration record
First registered · March 12, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TMFS-ALBUQUERQUE, LLC
CRD 133233 · SEC 801-66678
AUM
$171M
Regulatory assets under management
Employees
3
683 client accounts
Services offered by TMFS-ALBUQUERQUE, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TMFS-ALBUQUERQUE, LLC →
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05

Frequently Asked Questions

What services does Dominic Daniel Chavez offer?
Dominic Daniel Chavez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are Dominic Daniel Chavez's credentials?
Dominic Daniel Chavez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dominic Daniel Chavez located?
Dominic Daniel Chavez is based in ALBUQUERQUE, New Mexico, working with TMFS-ALBUQUERQUE, LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does Dominic Daniel Chavez charge for services?
Dominic Daniel Chavez's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TMFS-ALBUQUERQUE, LLC?
TMFS-ALBUQUERQUE, LLC has approximately 3 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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