Unclaimed Profile

Brian James Cochran

JOHN MOORE & ASSOCIATES INC·ALBUQUERQUE, New Mexico

SIE, Series 7, Series 31, Series 66Clean record19 years registeredJOHN MOORE & ASSOCIATES INC

8220 SAN PEDRO DR NE, ALBUQUERQUE, NM 87113CRD# 5152084Firm CRD# 109791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian James Cochran · ALBUQUERQUE, NM

Registration

CRD #5152084 · JOHN MOORE & ASSOCIATES INC · 19 years registered

Brand Profile

Not yet started

Career History

JOHN MOORE & ASSOCIATES INC

Jul 2020 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2013 – Oct 2020

ALBUQUERQUE, NM

THRIVENT INVESTMENT MANAGEMENT INC.

Sep 2006 – Aug 2013

ALBUQUERQUE, NM

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · September 6, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHN MOORE & ASSOCIATES INC

CRD 109791 · SEC 801-55123

AUM

$758M

Regulatory assets under management

Employees

2,212 client accounts

Services offered by JOHN MOORE & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOHN MOORE & ASSOCIATES INC →

Introduction

Speak with Brian

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brian is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ALBUQUERQUE?

Browse all registered financial advisors in ALBUQUERQUE, New Mexico or claim this profile if it's yours.

Browse ALBUQUERQUE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brian James Cochran offer?

Brian James Cochran specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.

What are Brian James Cochran's credentials?

Brian James Cochran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian James Cochran located?

Brian James Cochran is based in ALBUQUERQUE, New Mexico, working with JOHN MOORE & ASSOCIATES INC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.

How does Brian James Cochran charge for services?

Brian James Cochran's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHN MOORE & ASSOCIATES INC?

JOHN MOORE & ASSOCIATES INC has approximately 12 employees and manages $758M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →