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Diane Frances De Oliveira

R.G HURLEY & ASSOCIATES, INC.·WEST CALDWELL, New Jersey
SIE, Series 7, Series 24, Series 63CFPClean record16 years registeredR.G HURLEY & ASSOCIATES, INC.
1099 BLOOMFIELD AVE. SUITE 16, WEST CALDWELL, NJ 07006CRD# 5259017Firm CRD# 129174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Diane Frances De Oliveira · WEST CALDWELL, NJ
Registration
CRD #5259017 · R.G HURLEY & ASSOCIATES, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

CETERA INVESTMENT ADVISERS LLC
Sep 2025 – present
AVANTAX ADVISORY SERVICES
Oct 2019 – Sep 2025
MOUNT ARLINGTON, NJ
1ST GLOBAL ADVISORS INC
Jul 2014 – Oct 2019
MOUNT ARLINGTON, NJ
R.G HURLEY & ASSOCIATES, INC.
Feb 2010 – Jul 2014
WEST CALDWELL, NJ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · February 16, 2010
Years registered · 16
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
R.G HURLEY & ASSOCIATES, INC.
CRD 129174 · SEC 801-67777
AUM
$50M
Regulatory assets under management
Employees
1
351 client accounts
Services offered by R.G HURLEY & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at R.G HURLEY & ASSOCIATES, INC. →
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Frequently Asked Questions

What services does Diane Frances De Oliveira offer?
Diane Frances De Oliveira specializes in Financial Planning, Investment Management. Contact their office in WEST CALDWELL, New Jersey for a consultation.
What are Diane Frances De Oliveira's credentials?
Diane Frances De Oliveira holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Diane Frances De Oliveira located?
Diane Frances De Oliveira is based in WEST CALDWELL, New Jersey, working with R.G HURLEY & ASSOCIATES, INC.. Their office serves clients in the WEST CALDWELL metropolitan area and surrounding communities.
How does Diane Frances De Oliveira charge for services?
Diane Frances De Oliveira's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is R.G HURLEY & ASSOCIATES, INC.?
R.G HURLEY & ASSOCIATES, INC. has approximately 1 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at R.G HURLEY & ASSOCIATES, INC.

Elizabeth Hurley
WEST CALDWELL, NJ
Robert Gerard Hurley
WEST CALDWELL, NJ
CFP

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