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Lauren Locker

LOCKER FINANCIAL SERVICES, LLC·VERONA, New Jersey
Series 6Clean record24 years registeredLOCKER FINANCIAL SERVICES, LLC
3 CLARIDGE DRIVE, VERONA, NJ 07044CRD# 2122142Firm CRD# 120900

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lauren Locker · VERONA, NJ
Registration
CRD #2122142 · LOCKER FINANCIAL SERVICES, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

LOCKER FINANCIAL SERVICES, LLC
Jun 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Registration record
First registered · June 13, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LOCKER FINANCIAL SERVICES, LLC
CRD 120900 · SEC 801-118288
AUM
$157M
Regulatory assets under management
Employees
3
362 client accounts
Services offered by LOCKER FINANCIAL SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LOCKER FINANCIAL SERVICES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Lauren Locker offer?
Lauren Locker specializes in Financial Planning, Investment Management. Contact their office in VERONA, New Jersey for a consultation.
What are Lauren Locker's credentials?
Lauren Locker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lauren Locker located?
Lauren Locker is based in VERONA, New Jersey, working with LOCKER FINANCIAL SERVICES, LLC. Their office serves clients in the VERONA metropolitan area and surrounding communities.
How does Lauren Locker charge for services?
Lauren Locker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKER FINANCIAL SERVICES, LLC?
LOCKER FINANCIAL SERVICES, LLC has approximately 3 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOCKER FINANCIAL SERVICES, LLC

Andrew Chan
VERONA, NJ

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