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Andrew Chan

LOCKER FINANCIAL SERVICES, LLC·VERONA, New Jersey
Series 65Clean record22 years registeredLOCKER FINANCIAL SERVICES, LLC
3 CLARIDGE DRIVE, VERONA, NJ 07044CRD# 4693414Firm CRD# 120900

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Chan · VERONA, NJ
Registration
CRD #4693414 · LOCKER FINANCIAL SERVICES, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

LOCKER FINANCIAL SERVICES, LLC
Jan 2017 – present
INTEGRATIVE FINANCIAL ADVISORS LLC
Sep 2008 – Mar 2017
FRAMINGHAM, MA
FAMILY FINANCIAL ARCHITECTS, INC.
Jul 2006 – Dec 2008
NATICK, MA
TOFIAS FINANCIAL ADVISORS LP
Dec 2003 – Jul 2006
CAMBRIDGE, MA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · December 18, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LOCKER FINANCIAL SERVICES, LLC
CRD 120900 · SEC 801-118288
AUM
$157M
Regulatory assets under management
Employees
3
362 client accounts
Services offered by LOCKER FINANCIAL SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LOCKER FINANCIAL SERVICES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Andrew Chan offer?
Andrew Chan specializes in Financial Planning, Investment Management. Contact their office in VERONA, New Jersey for a consultation.
What are Andrew Chan's credentials?
Andrew Chan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Chan located?
Andrew Chan is based in VERONA, New Jersey, working with LOCKER FINANCIAL SERVICES, LLC. Their office serves clients in the VERONA metropolitan area and surrounding communities.
How does Andrew Chan charge for services?
Andrew Chan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKER FINANCIAL SERVICES, LLC?
LOCKER FINANCIAL SERVICES, LLC has approximately 3 employees and manages $157M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOCKER FINANCIAL SERVICES, LLC

Lauren Locker
VERONA, NJ

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