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Richard Scott Plummer

SYSTEMATIC FINANCIAL MANAGEMENT LP·TEANECK, New Jersey
SIE, Series 6, Series 63CFAClean record3 years registeredSYSTEMATIC FINANCIAL MANAGEMENT LP
300 FRANK W BURR BLVD, TEANECK, NJ 07666CRD# 2509169Firm CRD# 106146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Scott Plummer · TEANECK, NJ
Registration
CRD #2509169 · SYSTEMATIC FINANCIAL MANAGEMENT LP · 3 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Registration record
First registered · June 12, 2023
Years registered · 3
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SYSTEMATIC FINANCIAL MANAGEMENT LP
CRD 106146 · SEC 801-48908
AUM
$3.4B
Regulatory assets under management
Employees
18
156 client accounts
Services offered by SYSTEMATIC FINANCIAL MANAGEMENT LP
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Richard Scott Plummer offer?
Richard Scott Plummer specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in TEANECK, New Jersey for a consultation.
What are Richard Scott Plummer's credentials?
Richard Scott Plummer holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Richard Scott Plummer located?
Richard Scott Plummer is based in TEANECK, New Jersey, working with SYSTEMATIC FINANCIAL MANAGEMENT LP. Their office serves clients in the TEANECK metropolitan area and surrounding communities.
How does Richard Scott Plummer charge for services?
Richard Scott Plummer's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SYSTEMATIC FINANCIAL MANAGEMENT LP?
SYSTEMATIC FINANCIAL MANAGEMENT LP has approximately 18 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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