Unclaimed Profile

Thomas Francis Flynn

RDM CAPITAL ASSOCIATES INC·SHREWSBURY, New Jersey

SIE, Series 00, Series 1, Series 6316 years registeredRDM CAPITAL ASSOCIATES INC

1161 BROAD ST STE 215, SHREWSBURY, NJ 07702CRD# 210413Firm CRD# 106941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Francis Flynn · SHREWSBURY, NJ

Registration

CRD #210413 · RDM CAPITAL ASSOCIATES INC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RDM CAPITAL ASSOCIATES INC

ATLANTIS INVESTMENT

Aug 2010 – Jun 2015

CYPRESS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 63

Registration record

First registered · August 5, 2010

Years registered · 16

Disclosure History

1997Regulatory·Final

1981Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RDM CAPITAL ASSOCIATES INC

CRD 106941 · SEC 801-129856

AUM

$107M

Regulatory assets under management

Employees

226 client accounts

Services offered by RDM CAPITAL ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RDM CAPITAL ASSOCIATES INC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SHREWSBURY?

Browse all registered financial advisors in SHREWSBURY, New Jersey or claim this profile if it's yours.

Browse SHREWSBURY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Francis Flynn offer?

Thomas Francis Flynn specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Francis Flynn's credentials?

Thomas Francis Flynn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Francis Flynn located?

Thomas Francis Flynn is based in SHREWSBURY, New Jersey, last registered with RDM CAPITAL ASSOCIATES INC.

How does Thomas Francis Flynn charge for services?

Thomas Francis Flynn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RDM CAPITAL ASSOCIATES INC?

RDM CAPITAL ASSOCIATES INC has approximately 4 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →