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David Harris Larocca

RDM CAPITAL ASSOCIATES INC·SHREWSBURY, New Jersey
Series 65Clean record14 years registeredRDM CAPITAL ASSOCIATES INC
1161 BROAD ST STE 215, SHREWSBURY, NJ 07702CRD# 6069276Firm CRD# 106941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Harris Larocca · SHREWSBURY, NJ
Registration
CRD #6069276 · RDM CAPITAL ASSOCIATES INC · 14 years registered
Brand Profile
Not yet started
01

Career History

CREATIVE PLANNING
Aug 2018 – present
RDM CAPITAL ASSOCIATES INC
Jun 2012 – Aug 2018
RED BANK, NJ
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 5, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RDM CAPITAL ASSOCIATES INC
CRD 106941 · SEC 801-129856
AUM
$107M
Regulatory assets under management
Employees
4
226 client accounts
Services offered by RDM CAPITAL ASSOCIATES INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RDM CAPITAL ASSOCIATES INC →
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05

Frequently Asked Questions

What services does David Harris Larocca offer?
David Harris Larocca specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SHREWSBURY, New Jersey for a consultation.
What are David Harris Larocca's credentials?
David Harris Larocca is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Harris Larocca located?
David Harris Larocca is based in SHREWSBURY, New Jersey, working with RDM CAPITAL ASSOCIATES INC. Their office serves clients in the SHREWSBURY metropolitan area and surrounding communities.
How does David Harris Larocca charge for services?
David Harris Larocca's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RDM CAPITAL ASSOCIATES INC?
RDM CAPITAL ASSOCIATES INC has approximately 4 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RDM CAPITAL ASSOCIATES INC

Bruno Larocca
RED BANK, NJ
Thomas Francis Flynn
SHREWSBURY, NJ
Matthew Latimer Larocca
RED BANK, NJ

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Nearby cities in New Jersey
JERSEY CITY (80)SUMMIT (74)PRINCETON (68)RED BANK (66)NEWARK (57)MORRISTOWN (55)PARSIPPANY (50)CHATHAM (31)WEEHAWKEN (26)WESTWOOD (25)
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