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Nicholas Sebastian Laverghetta

NCM CAPITAL MANAGEMENT, LLC·RAMSEY, New Jersey
Series 3, Series 4, Series 7, Series 9, Series 10, Series 55, Series 63, Series 66Clean record24 years registeredNCM CAPITAL MANAGEMENT, LLC
180 EAST MAIN STREET, RAMSEY, NJ 07446CRD# 2296013Firm CRD# 151109

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Sebastian Laverghetta · RAMSEY, NJ
Registration
CRD #2296013 · NCM CAPITAL MANAGEMENT, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

NCM CAPITAL MANAGEMENT, LLC
Aug 2009 – present
BRINTON EATON
Dec 2008 – Aug 2010
MADISON, NJ
STRATEGIC ADVISERS, INC.
Jun 2002 – Jul 2008
PARAMUS, NJ
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 4
Series 7
Series 9
Series 10
Series 55
Series 63
Series 66
Registration record
First registered · June 12, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NCM CAPITAL MANAGEMENT, LLC
CRD 151109 · SEC 801-101518
AUM
$361M
Regulatory assets under management
Employees
3
595 client accounts
Services offered by NCM CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NCM CAPITAL MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Nicholas Sebastian Laverghetta offer?
Nicholas Sebastian Laverghetta specializes in Financial Planning, Investment Management. Contact their office in RAMSEY, New Jersey for a consultation.
What are Nicholas Sebastian Laverghetta's credentials?
Nicholas Sebastian Laverghetta is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Sebastian Laverghetta located?
Nicholas Sebastian Laverghetta is based in RAMSEY, New Jersey, working with NCM CAPITAL MANAGEMENT, LLC. Their office serves clients in the RAMSEY metropolitan area and surrounding communities.
How does Nicholas Sebastian Laverghetta charge for services?
Nicholas Sebastian Laverghetta's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NCM CAPITAL MANAGEMENT, LLC?
NCM CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $361M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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