Unclaimed Profile

Steven Christopher Schwartz

KELSO ADVISORS, LLC·RAMSEY, New Jersey

Series 65Clean record13 years registeredKELSO ADVISORS, LLC

500 N FRANKLIN TPKE, SUITE 220, RAMSEY, NJ 07446CRD# 5549549Firm CRD# 324956

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Christopher Schwartz · RAMSEY, NJ

Registration

CRD #5549549 · KELSO ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KELSO ADVISORS, LLC

KELSO ADVISORS, LLC

Feb 2019 – Dec 2021

UPPER SADDLE RIVER, NJ

KELSO ADVISORS, LLC

Jun 2016 – Dec 2017

UPPER SADDLE RIVER, NJ

KELSO ADVISORS, LLC

Mar 2013 – Dec 2015

UPPER SADDLE RIVER, NJ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 7, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KELSO ADVISORS, LLC

CRD 324956 · SEC 801-127383

Employees

Total firm employees

Services offered by KELSO ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KELSO ADVISORS, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RAMSEY?

Browse all registered financial advisors in RAMSEY, New Jersey or claim this profile if it's yours.

Browse RAMSEY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Christopher Schwartz offer?

Steven Christopher Schwartz specializes in Investment Management, Fee-Only Advisory.

What are Steven Christopher Schwartz's credentials?

Steven Christopher Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Christopher Schwartz located?

Steven Christopher Schwartz is based in RAMSEY, New Jersey, last registered with KELSO ADVISORS, LLC.

How does Steven Christopher Schwartz charge for services?

Steven Christopher Schwartz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KELSO ADVISORS, LLC?

KELSO ADVISORS, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →