Unclaimed Profile

Phillip Fitzsimmons

HENNION & WALSH ASSET MANAGEMENT, INC.·PARSIPPANY, New Jersey

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 99TOClean recordHENNION & WALSH ASSET MANAGEMENT, INC.

2001 ROUTE 46, PARSIPPANY, NJ 07054CRD# 1625889Firm CRD# 126236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Fitzsimmons · PARSIPPANY, NJ

Registration

CRD #1625889 · HENNION & WALSH ASSET MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD 126236 · SEC 801-61977

AUM

$473M

Regulatory assets under management

Employees

1,178 client accounts

Services offered by HENNION & WALSH ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HENNION & WALSH ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Phillip Fitzsimmons offer?

Phillip Fitzsimmons specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PARSIPPANY, New Jersey for a consultation.

What are Phillip Fitzsimmons's credentials?

Phillip Fitzsimmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip Fitzsimmons located?

Phillip Fitzsimmons is based in PARSIPPANY, New Jersey, working with HENNION & WALSH ASSET MANAGEMENT, INC.. Their office serves clients in the PARSIPPANY metropolitan area and surrounding communities.

How does Phillip Fitzsimmons charge for services?

Phillip Fitzsimmons's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HENNION & WALSH ASSET MANAGEMENT, INC.?

HENNION & WALSH ASSET MANAGEMENT, INC. has approximately 70 employees and manages $473M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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