Unclaimed Profile

Deborah Ann Hoffmann

HENNION & WALSH ASSET MANAGEMENT, INC.·PARSIPPANY, New Jersey

SIE, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TOClean record19 years registeredHENNION & WALSH ASSET MANAGEMENT, INC.

2001 ROUTE 46, PARSIPPANY, NJ 07054CRD# 2773687Firm CRD# 126236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deborah Ann Hoffmann · PARSIPPANY, NJ

Registration

CRD #2773687 · HENNION & WALSH ASSET MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HENNION & WALSH ASSET MANAGEMENT, INC.

HENNION & WALSH ASSET MANAGEMENT, INC.

Jul 2007 – Aug 2023

PARSIPPANY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · July 20, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD 126236 · SEC 801-61977

AUM

$473M

Regulatory assets under management

Employees

1,178 client accounts

Services offered by HENNION & WALSH ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HENNION & WALSH ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Deborah Ann Hoffmann offer?

Deborah Ann Hoffmann specializes in Financial Planning, Investment Management, Wealth Management.

What are Deborah Ann Hoffmann's credentials?

Deborah Ann Hoffmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Deborah Ann Hoffmann located?

Deborah Ann Hoffmann is based in PARSIPPANY, New Jersey, last registered with HENNION & WALSH ASSET MANAGEMENT, INC..

How does Deborah Ann Hoffmann charge for services?

Deborah Ann Hoffmann's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HENNION & WALSH ASSET MANAGEMENT, INC.?

HENNION & WALSH ASSET MANAGEMENT, INC. has approximately 70 employees and manages $473M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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