Unclaimed Profile

Timothy John Watters

WATTERS FINANCIAL SERVICES, LLC·PARAMUS, New Jersey

Series 7, Series 63, Series 65Clean record27 years registeredWATTERS FINANCIAL SERVICES, LLC

16 ARCADIAN AVENUE, PARAMUS, NJ 07652-1291CRD# 1454057Firm CRD# 126339

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy John Watters · PARAMUS, NJ

Registration

CRD #1454057 · WATTERS FINANCIAL SERVICES, LLC · 27 years registered

Brand Profile

Not yet started

Career History

THE RETIREMENT PLANNING GROUP, LLC

Jul 2024 – present

WATTERS FINANCIAL SERVICES, LLC

Apr 2012 – Jul 2024

PARAMUS, NJ

WASHINGTON SQUARE SECURITIES, INC.

Mar 1999 – Mar 2003

RAMSEY, NJ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 24, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATTERS FINANCIAL SERVICES, LLC

CRD 126339 · SEC 801-119028

AUM

$178M

Regulatory assets under management

Employees

416 client accounts

Services offered by WATTERS FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATTERS FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy John Watters offer?

Timothy John Watters specializes in Financial Planning, Investment Management. Contact their office in PARAMUS, New Jersey for a consultation.

What are Timothy John Watters's credentials?

Timothy John Watters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy John Watters located?

Timothy John Watters is based in PARAMUS, New Jersey, working with WATTERS FINANCIAL SERVICES, LLC. Their office serves clients in the PARAMUS metropolitan area and surrounding communities.

How does Timothy John Watters charge for services?

Timothy John Watters's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATTERS FINANCIAL SERVICES, LLC?

WATTERS FINANCIAL SERVICES, LLC has approximately 3 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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