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Ralph Sandy Margel

RALPH S. MARGEL & ASSOCIATES, LLC·PARAMUS, New Jersey
SIE, Series 7, Series 24, Series 63, Series 66CFPClean record22 years registeredRALPH S. MARGEL & ASSOCIATES, LLC
28 FARVIEW TERRACE, PARAMUS, NJ 07652CRD# 1604109Firm CRD# 107430

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ralph Sandy Margel · PARAMUS, NJ
Registration
CRD #1604109 · RALPH S. MARGEL & ASSOCIATES, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

COMMONWEALTH FINANCIAL NETWORK
May 2004 – present
MARGEL WEALTH MANAGEMENT
May 2005 – Dec 2019
PARAMUS, NJ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · May 19, 2004
Years registered · 22
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RALPH S. MARGEL & ASSOCIATES, LLC
CRD 107430 · SEC 801-77907
AUM
$105M
Regulatory assets under management
Employees
2
74 client accounts
Services offered by RALPH S. MARGEL & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RALPH S. MARGEL & ASSOCIATES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Ralph Sandy Margel offer?
Ralph Sandy Margel specializes in Financial Planning, Investment Management. Contact their office in PARAMUS, New Jersey for a consultation.
What are Ralph Sandy Margel's credentials?
Ralph Sandy Margel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Ralph Sandy Margel located?
Ralph Sandy Margel is based in PARAMUS, New Jersey, working with RALPH S. MARGEL & ASSOCIATES, LLC. Their office serves clients in the PARAMUS metropolitan area and surrounding communities.
How does Ralph Sandy Margel charge for services?
Ralph Sandy Margel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RALPH S. MARGEL & ASSOCIATES, LLC?
RALPH S. MARGEL & ASSOCIATES, LLC has approximately 2 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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