Unclaimed Profile

Thomas Jeremiah Mullen

BREAKWATER CAPITAL GROUP·PARAMUS, New Jersey

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 66CFPClean record22 years registeredBREAKWATER CAPITAL GROUP

140 E. RIDGEWOOD AVENUE, PARAMUS, NJ 07652CRD# 4386056Firm CRD# 321097

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Jeremiah Mullen · PARAMUS, NJ

Registration

CRD #4386056 · BREAKWATER CAPITAL GROUP · 22 years registered

Brand Profile

Not yet started

Career History

BREAKWATER CAPITAL GROUP

Jul 2023 – present

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Jan 2023

BOSTON, MA

STRATEGIC ADVISERS LLC

Jan 2004 – Jul 2018

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · January 13, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BREAKWATER CAPITAL GROUP

CRD 321097 · SEC 801-125704

AUM

$580M

Regulatory assets under management

Employees

218 client accounts

Services offered by BREAKWATER CAPITAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BREAKWATER CAPITAL GROUP →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PARAMUS?

Browse all registered financial advisors in PARAMUS, New Jersey or claim this profile if it's yours.

Browse PARAMUS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Jeremiah Mullen offer?

Thomas Jeremiah Mullen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PARAMUS, New Jersey for a consultation.

What are Thomas Jeremiah Mullen's credentials?

Thomas Jeremiah Mullen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Jeremiah Mullen located?

Thomas Jeremiah Mullen is based in PARAMUS, New Jersey, working with BREAKWATER CAPITAL GROUP. Their office serves clients in the PARAMUS metropolitan area and surrounding communities.

How does Thomas Jeremiah Mullen charge for services?

Thomas Jeremiah Mullen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BREAKWATER CAPITAL GROUP?

BREAKWATER CAPITAL GROUP has approximately 3 employees and manages $580M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →