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Thomas Jeremiah Mullen

BREAKWATER CAPITAL GROUP·PARAMUS, New Jersey
Clean recordBREAKWATER CAPITAL GROUP
140 E. RIDGEWOOD AVENUE, PARAMUS, NJ 07652CRD# 4386056Firm CRD# 321097

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Jeremiah Mullen · PARAMUS, NJ
Registration
CRD #4386056 · BREAKWATER CAPITAL GROUP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Jeremiah Mullen is a registered financial advisor based in PARAMUS, New Jersey, affiliated with BREAKWATER CAPITAL GROUP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BREAKWATER CAPITAL GROUP
BREAKWATER CAPITAL GROUP
AUM
$580M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at BREAKWATER CAPITAL GROUP →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4386056
Firm CRD# 321097
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Jeremiah Mullen offer?
Thomas Jeremiah Mullen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PARAMUS, New Jersey for a consultation.
What are Thomas Jeremiah Mullen's credentials?
Thomas Jeremiah Mullen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Jeremiah Mullen located?
Thomas Jeremiah Mullen is based in PARAMUS, New Jersey, working with BREAKWATER CAPITAL GROUP. Their office serves clients in the PARAMUS metropolitan area and surrounding communities.
How does Thomas Jeremiah Mullen charge for services?
Thomas Jeremiah Mullen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BREAKWATER CAPITAL GROUP?
BREAKWATER CAPITAL GROUP has approximately 3 employees and manages $580M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BREAKWATER CAPITAL GROUP

Jeffrey Craig Hanson
PARAMUS, NJ

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