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Karl Groth

ASCENT CAPITAL MANAGEMENT, INC.·NEWTON, New Jersey
Clean recordASCENT CAPITAL MANAGEMENT, INC.
908 OWASSA ROAD, NEWTON, NJ 07860CRD# 4380299Firm CRD# 131520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karl Groth · NEWTON, NJ
Registration
CRD #4380299 · ASCENT CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Karl Groth is a registered financial advisor based in NEWTON, New Jersey, affiliated with ASCENT CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
ASCENT CAPITAL MANAGEMENT, INC.
ASCENT CAPITAL MANAGEMENT, INC.
AUM
$26M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ASCENT CAPITAL MANAGEMENT, INC. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4380299
Firm CRD# 131520
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karl Groth offer?
Karl Groth specializes in Investment Management, Fee-Only Advisory. Contact their office in NEWTON, New Jersey for a consultation.
What are Karl Groth's credentials?
Karl Groth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karl Groth located?
Karl Groth is based in NEWTON, New Jersey, working with ASCENT CAPITAL MANAGEMENT, INC.. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Karl Groth charge for services?
Karl Groth's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCENT CAPITAL MANAGEMENT, INC.?
ASCENT CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ASCENT CAPITAL MANAGEMENT, INC.

Peggy Ann Farley
NEWTON, NJ
David L. Johnson
NEWTON, NJ
Sandra Daryl Kresch
NEW YORK, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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