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Peggy Ann Farley

ASCENT CAPITAL MANAGEMENT, INC.·NEWTON, New Jersey
Unclaimed Profile
908 OWASSA ROAD, NEWTON, NJ 07860CRD# 4061715Firm CRD# 131520
01

About

Peggy Ann Farley is a registered financial advisor based in NEWTON, New Jersey, affiliated with ASCENT CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
ASCENT CAPITAL MANAGEMENT, INC.
ASCENT CAPITAL MANAGEMENT, INC.
AUM
$26M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ASCENT CAPITAL MANAGEMENT, INC. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4061715
Firm CRD# 131520
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Peggy Ann Farley offer?
Peggy Ann Farley specializes in Investment Management, Fee-Only Advisory. Contact their office in NEWTON, New Jersey for a consultation.
What are Peggy Ann Farley's credentials?
Peggy Ann Farley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peggy Ann Farley located?
Peggy Ann Farley is based in NEWTON, New Jersey, working with ASCENT CAPITAL MANAGEMENT, INC.. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Peggy Ann Farley charge for services?
Peggy Ann Farley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCENT CAPITAL MANAGEMENT, INC.?
ASCENT CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NEWTON
Karl Groth — ASCENT CAPITAL MANAGEMENT, INC.David L. Johnson — ASCENT CAPITAL MANAGEMENT, INC.
Nearby cities in New Jersey
PRINCETON (218)NEWARK (200)SUMMIT (178)JERSEY CITY (156)RED BANK (136)
City Guides
PRINCETON GuideNEWARK GuideSUMMIT GuideJERSEY CITY GuideRED BANK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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