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Peggy Ann Farley

ASCENT CAPITAL MANAGEMENT, INC.·NEWTON, New Jersey
Series 7, Series 24, Series 65Clean record4 years registeredASCENT CAPITAL MANAGEMENT, INC.
908 OWASSA ROAD, NEWTON, NJ 07860CRD# 4061715Firm CRD# 131520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peggy Ann Farley · NEWTON, NJ
Registration
CRD #4061715 · ASCENT CAPITAL MANAGEMENT, INC. · 4 years registered
Brand Profile
Not yet started
01

Career History

ASCENT CAPITAL MANAGEMENT, INC.
Jul 2022 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 65
Registration record
First registered · July 6, 2022
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASCENT CAPITAL MANAGEMENT, INC.
CRD 131520 · SEC 801-63371
AUM
$26M
Regulatory assets under management
Employees
2
9 client accounts
Services offered by ASCENT CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ASCENT CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Peggy Ann Farley offer?
Peggy Ann Farley specializes in Investment Management, Fee-Only Advisory. Contact their office in NEWTON, New Jersey for a consultation.
What are Peggy Ann Farley's credentials?
Peggy Ann Farley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peggy Ann Farley located?
Peggy Ann Farley is based in NEWTON, New Jersey, working with ASCENT CAPITAL MANAGEMENT, INC.. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Peggy Ann Farley charge for services?
Peggy Ann Farley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCENT CAPITAL MANAGEMENT, INC.?
ASCENT CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in New Jersey
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