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Howard Roy Verfaillie

VICTORY ASSET MANAGEMENT CO., INC.·MULLICA HILL, New Jersey
Series 6, Series 22, Series 26, Series 62, Series 63, Series 65Clean record22 years registeredVICTORY ASSET MANAGEMENT CO., INC.
53 NORTH MAIN STREET, MULLICA HILL, NJ 08062CRD# 1021537Firm CRD# 107203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Roy Verfaillie · MULLICA HILL, NJ
Registration
CRD #1021537 · VICTORY ASSET MANAGEMENT CO., INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

Jul 2023present
Jun 2021present
Feb 2004Dec 2020
MULLICA HILL, NJ
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 22
Series 26
Series 62
Series 63
Series 65
Registration record
First registered · February 12, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VICTORY ASSET MANAGEMENT CO., INC.
CRD 107203 · SEC 801-36836
AUM
$119M
Regulatory assets under management
Employees
6
578 client accounts
Services offered by VICTORY ASSET MANAGEMENT CO., INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Howard Roy Verfaillie offer?
Howard Roy Verfaillie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MULLICA HILL, New Jersey for a consultation.
What are Howard Roy Verfaillie's credentials?
Howard Roy Verfaillie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Roy Verfaillie located?
Howard Roy Verfaillie is based in MULLICA HILL, New Jersey, working with VICTORY ASSET MANAGEMENT CO., INC.. Their office serves clients in the MULLICA HILL metropolitan area and surrounding communities.
How does Howard Roy Verfaillie charge for services?
Howard Roy Verfaillie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VICTORY ASSET MANAGEMENT CO., INC.?
VICTORY ASSET MANAGEMENT CO., INC. has approximately 6 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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