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Richard D. Shaffer

CHARTWELL CONSULTING USA LLC·MONTCLAIR, New Jersey
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34 PARK STREET, MONTCLAIR, NJ 07042-3440CRD# 4357026Firm CRD# 106500
01

About

Richard D. Shaffer is a registered financial advisor based in MONTCLAIR, New Jersey, affiliated with CHARTWELL CONSULTING USA LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
CHARTWELL CONSULTING USA LLC
CHARTWELL CONSULTING USA LLC
AUM
Regulatory assets under management
Employees
4
Total firm employees
Services
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Subscription fees
Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT
Regulatory
SEC/IARD CRD# 4357026
Firm CRD# 106500
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard D. Shaffer offer?
Richard D. Shaffer is a registered financial advisor in MONTCLAIR, New Jersey. Contact their office for details on services offered.
What are Richard D. Shaffer's credentials?
Richard D. Shaffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard D. Shaffer located?
Richard D. Shaffer is based in MONTCLAIR, New Jersey, working with CHARTWELL CONSULTING USA LLC. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.
How does Richard D. Shaffer charge for services?
Richard D. Shaffer's firm is compensated through subscription fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHARTWELL CONSULTING USA LLC?
CHARTWELL CONSULTING USA LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.
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