Unclaimed Profile

Richard D. Shaffer

CHARTWELL CONSULTING USA LLC·MONTCLAIR, New Jersey

Clean recordCHARTWELL CONSULTING USA LLC

34 PARK STREET, MONTCLAIR, NJ 07042-3440CRD# 4357026Firm CRD# 106500

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard D. Shaffer · MONTCLAIR, NJ

Registration

CRD #4357026 · CHARTWELL CONSULTING USA LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard D. Shaffer is a registered financial advisor based in MONTCLAIR, New Jersey, affiliated with CHARTWELL CONSULTING USA LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

CHARTWELL CONSULTING USA LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

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Services

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Subscription fees

Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT

Regulatory

SEC/IARD CRD# 4357026

Firm CRD# 106500

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Frequently Asked Questions

What services does Richard D. Shaffer offer?

Richard D. Shaffer is a registered financial advisor in MONTCLAIR, New Jersey. Contact their office for details on services offered.

What are Richard D. Shaffer's credentials?

Richard D. Shaffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard D. Shaffer located?

Richard D. Shaffer is based in MONTCLAIR, New Jersey, working with CHARTWELL CONSULTING USA LLC. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.

How does Richard D. Shaffer charge for services?

Richard D. Shaffer's firm is compensated through subscription fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTWELL CONSULTING USA LLC?

CHARTWELL CONSULTING USA LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

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