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Nicholas Mariniello

CONCORD EQUITY GROUP ADVISORS, LLC·MATAWAN, New Jersey
Series 4, Series 7, Series 24, Series 55, Series 63, Series 6516 years registeredCONCORD EQUITY GROUP ADVISORS, LLC
100 MATAWAN ROAD, MATAWAN, NJ 07747CRD# 1056389Firm CRD# 143315

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Mariniello · MATAWAN, NJ
Registration
CRD #1056389 · CONCORD EQUITY GROUP ADVISORS, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CONCORD EQUITY GROUP ADVISORS, LLC
Sep 2011Jan 2014
MATAWAN, NJ
Aug 2011Aug 2011
MATAWAN, NJ
Dec 2009Aug 2012
MATAWAN, NJ
02

Registrations & Exams

FINRA examinations passed
Series 4
Series 7
Series 24
Series 55
Series 63
Series 65
Registration record
First registered · December 1, 2009
Years registered · 16
03

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
CONCORD EQUITY GROUP ADVISORS, LLC
CRD 143315 · SEC 801-67705
Employees
11
Total firm employees
Services offered by CONCORD EQUITY GROUP ADVISORS, LLC
Per Form ADV
Security ratings or pricing services
Other
Introduction

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05

Frequently Asked Questions

What services does Nicholas Mariniello offer?
Nicholas Mariniello is a registered financial advisor in MATAWAN, New Jersey.
What are Nicholas Mariniello's credentials?
Nicholas Mariniello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Mariniello located?
Nicholas Mariniello is based in MATAWAN, New Jersey, last registered with CONCORD EQUITY GROUP ADVISORS, LLC.
How does Nicholas Mariniello charge for services?
Nicholas Mariniello's firm is compensated through percentage of aum, hourly charges, subscription fees, other: licensing fees and percentage of assets under our clients mgmt.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONCORD EQUITY GROUP ADVISORS, LLC?
CONCORD EQUITY GROUP ADVISORS, LLC has approximately 11 employees. The firm is registered with the SEC as an investment adviser.
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