Unclaimed Profile

Joseph Brian Duncan

PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY·MARLTON, New Jersey

SIE, Series 7, Series 65, Series 66Clean record20 years registeredPINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY

10 E. STOW RD., MARLTON, NJ 08053CRD# 4945837Firm CRD# 173995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Brian Duncan · MARLTON, NJ

Registration

CRD #4945837 · PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY · 20 years registered

Brand Profile

Not yet started

Career History

PINE VALLEY INVESTMENTS

Sep 2015 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2006 – Oct 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · January 11, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY

CRD 173995 · SEC 801-80742

AUM

$1.7B

Regulatory assets under management

Employees

4,147 client accounts

Services offered by PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY →

Introduction

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Frequently Asked Questions

What services does Joseph Brian Duncan offer?

Joseph Brian Duncan specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in MARLTON, New Jersey for a consultation.

What are Joseph Brian Duncan's credentials?

Joseph Brian Duncan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Brian Duncan located?

Joseph Brian Duncan is based in MARLTON, New Jersey, working with PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY. Their office serves clients in the MARLTON metropolitan area and surrounding communities.

How does Joseph Brian Duncan charge for services?

Joseph Brian Duncan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY?

PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY has approximately 35 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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