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Kathleen Dana Fuentes

SUNAMERICA ASSET MANAGEMENT, LLC·JERSEY CITY, New Jersey
SUNAMERICA ASSET MANAGEMENT, LLC
30 HUDSON ST, 16TH FLOOR, JERSEY CITY, NJ 07302CRD# 7716637Firm CRD# 107338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Dana Fuentes · JERSEY CITY, NJ
Registration
CRD #7716637 · SUNAMERICA ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Kathleen Dana Fuentes is a registered financial advisor based in JERSEY CITY, New Jersey, affiliated with SUNAMERICA ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
SUNAMERICA ASSET MANAGEMENT, LLC
SUNAMERICA ASSET MANAGEMENT, LLC
AUM
$57.9B
Regulatory assets under management
Employees
98
Total firm employees
Services
Portfolio management (pooled investments)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 7716637
Firm CRD# 107338
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen Dana Fuentes offer?
Kathleen Dana Fuentes specializes in Investment Management, Fee-Only Advisory. Contact their office in JERSEY CITY, New Jersey for a consultation.
What are Kathleen Dana Fuentes's credentials?
Kathleen Dana Fuentes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Dana Fuentes located?
Kathleen Dana Fuentes is based in JERSEY CITY, New Jersey, working with SUNAMERICA ASSET MANAGEMENT, LLC. Their office serves clients in the JERSEY CITY metropolitan area and surrounding communities.
How does Kathleen Dana Fuentes charge for services?
Kathleen Dana Fuentes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUNAMERICA ASSET MANAGEMENT, LLC?
SUNAMERICA ASSET MANAGEMENT, LLC has approximately 98 employees and manages $57.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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