Unclaimed Profile

Matthew James Allain

LEO FUND SERVICES, LLC·ISELIN, New Jersey

SIE, Series 7, Series 63Clean record24 years registeredLEO FUND SERVICES, LLC

100 WOOD AVENUE SOUTH, ISELIN, NJ 08830CRD# 3267821Firm CRD# 163259

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew James Allain · ISELIN, NJ

Registration

CRD #3267821 · LEO FUND SERVICES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

LEO WEALTH, LLC

Oct 2016 – present

LEO FUND SERVICES, LLC

Sep 2014 – present

THE AYCO COMPANY,L.P.

Jul 2002 – Oct 2010

PARSIPPANY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEO FUND SERVICES, LLC

CRD 163259 · SEC 801-76889

AUM

$107M

Regulatory assets under management

Employees

3 client accounts

Services offered by LEO FUND SERVICES, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at LEO FUND SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew James Allain offer?

Matthew James Allain specializes in Retirement Planning. Contact their office in ISELIN, New Jersey for a consultation.

What are Matthew James Allain's credentials?

Matthew James Allain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew James Allain located?

Matthew James Allain is based in ISELIN, New Jersey, working with LEO FUND SERVICES, LLC. Their office serves clients in the ISELIN metropolitan area and surrounding communities.

How does Matthew James Allain charge for services?

Matthew James Allain's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEO FUND SERVICES, LLC?

LEO FUND SERVICES, LLC has approximately 7 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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