Unclaimed Profile

Frank Anthony Cardia

AUGUREY CAPITAL ADVISORS, LLC·ISELIN, New Jersey

Series 7, Series 63, Series 6514 years registeredAUGUREY CAPITAL ADVISORS, LLC

33 S WOOD AVENUE, ISELIN, NJ 08830CRD# 2808582Firm CRD# 324933

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Anthony Cardia · ISELIN, NJ

Registration

CRD #2808582 · AUGUREY CAPITAL ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

BLUE SKY FINANCIAL

May 2020 – present

BLUE SKY FINANCIAL

Feb 2018 – Dec 2019

HACKENSACK, NJ

BLUE SKY FINANCIAL

Jun 2012 – Dec 2017

HACKENSACK, NJ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 1, 2012

Years registered · 14

Disclosure History

2014Judgment / Lien

2000Employment Separation After Allegations

2000Regulatory·Final

1999Investigation

1998Customer Dispute·Award / Judgment

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Frank Anthony Cardia offer?

Frank Anthony Cardia is a registered financial advisor in ISELIN, New Jersey. Contact their office for details on services offered.

What are Frank Anthony Cardia's credentials?

Frank Anthony Cardia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Anthony Cardia located?

Frank Anthony Cardia is based in ISELIN, New Jersey, working with AUGUREY CAPITAL ADVISORS, LLC. Their office serves clients in the ISELIN metropolitan area and surrounding communities.

How large is AUGUREY CAPITAL ADVISORS, LLC?

AUGUREY CAPITAL ADVISORS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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